July 11, 2022
Dallas, Texas (June 29, 2022) – Roosevelt Capital Management (“RCM”) announced today that the firm claims compliance with the Global Investment Performance Standards (“GIPS®”) and has been independently verified by ACA Performance Services, LLC (“ACA”) for the period of October 1, 2019 through December 31, 2021.
GIPS is a set of standardized, industry-wide ethical principles that guide investment firms on how to calculate and present their investment performance to prospective clients. Although the adoption of GIPS is not mandated by regulation, it is considered best practice for investment advisors. Firms that claim GIPS compliance adhere to all applicable requirements of the GIPS standards, but do so through an ethical commitment to best practices.
Third-party verification brings additional credibility to a firm’s claim of compliance and requires robust review of performance composites and thorough testing of policies by an independent party. RCM chose ACA because they are the largest team of professionals solely dedicated to GIPS verification and investment performance services with a combined 250 plus years of experience amongst their professionals.
“RCM is committed to providing its clients and prospective clients reporting that is transparent, open and follows industry best practices. Compliance with and verification of the GIPS standards show our dedication to holding ourselves to the highest standards throughout our investment process and reporting,” said David Roosevelt, Managing Member.
About the GIPS standards
The GIPS standards are currently adopted in 41 countries and are recognized around the world for their credibility, integrity, scope, uniformity, and enabling direct comparability of a firm’s track record.
GIPS® is a registered trademark of CFA Institute. CFA Institute has not been involved in the preparation or review of this report/advertisement.
About Roosevelt Capital Management LLC
Founded by David Roosevelt and Michael O’Brien, RCM is a default risk and portfolio optimization specialist with a 12-year track record managing short duration high yield corporate bonds and municipal bonds. RCM is a registered investment adviser and an independent investment management firm that is not affiliated with any parent organization.
RCM claims compliance with the Global Investment Performance Standards (GIPS®). For a copy of a presentation that complies with the GIPS standards and/or the firm’s list of composite descriptions, please email contact@rooseveltcapitalmanagement.com.
For more information, please visit www.rooseveltcapitalmanagement.com
About ACA Performance Services, LLC
ACA Performance Services, a division of ACA Group, offers GIPS verification and other investment performance related services to investment managers across the globe. With over 70 consultants, ACA Performance is the largest team of professionals solely dedicated to GIPS verification and investment performance services.
As part of ACA Group, our in-house regulatory and performance experience is leveraged to help your firm understand the broader picture of compliance. ACA Performance Services draws from experience and regulatory insight to help your firm understand industry best practices and the range of compliance issues that your peers face today.
For more information, please visit www.acacompliancegroup.com
